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First Spoofing Conviction

More than five years after Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), long-time industry players are still struggling to understand the full breadth of the law.  Prior to Dodd-Frank’s passage, “spoofing” was common practice on Wall Street and was considered “unprosecutable.”  Although there is considerable ambiguity as to the meaning […]